AECT Handbook of Research

Table of Contents

37: Diffusion and Adoption of Educational Technology: A Critique of Research Designs
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  Introduction
37.1 Category overview
37.2 Market model
37.3 Context
37.4 Surveys as diffusion
37.5 Correlational studies of variables
37.6 Action research and adaptation of technology
37.7 Summary of diffusion and adoption research
37.8 References

 









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37. Diffusion and Adoption of Educational Technology: A Critique of Research Design

Robert E. Holloway
Northern Arizona University
Studies of diffusion and adoption help to explain the what, where, and why of technology acceptance or rejection in education. The types of studies done and their sponsors significantly shape professional, public, and political perceptions of educational technology. A primary thesis of this review is that the results of the majority of these studies create an "equipment centered" view of the field. The focus in this review is on the impact of research design on the results of the studies. Numbers from surveys, for instance, capture the attention of decision makers and the public. Discussions are presented in technical terms and potential. The context of educational technology--especially the economics of marketing technology to schools, demonstrated learning outcomes, and microlevel realities of classroom use-are much less known and less acknowledged in policy and decision. Until we focus on macro-forces such as marketing of technology and micro-events such as barriers to teachers using technology, we will be unable to explain diffusion or affect adoption.

The body of research reviewed here is divided into three logical categories: (1) descriptive surveys of equipment diffusion, (2) correlational studies of technology and demographic variables, and (3) constructivist and action research on adapting technology. It is assumed that the diffusion process is similar to a market model based on a knowledge cycle (Rich, 1981). This cycle, somewhat simplified, moves through invention, commercial production, and eventual sale to secondary markets. Technology is developed for other markets first. Education is a secondary or tertiary market where technology is adapted. Technology, used in this context, is a combination of equipment and its use. Learning, except for activities such as in-service training, is not a dependent variable in these"studies. Neither is the research driven by theory. Taking one area, the literature on microcomputer adoption, Gillman (1988, p. 192) concluded that:

It is notable that few of the studies in the 8 years of research under review were theoretically based or utilized a methodology based on multivariate analysis. The breakdown of the types of research pursued in the 70 studies reviewed was as follows:

Case studies, 11
Exploratory field studies, 21
Surveys, 21
Ex post facto (quasi-experimental), 12
Experimental (controlled), 2
Reviews, 3

The intervening years do not appear to have brought substantive changes. Data are descriptive. Statistical procedures are correlational. Survey and case study are the primary techniques used. This is not a criticism of the instructional technology field in particular. Journals have a similar distribution across education, with the exception of journals that are design specific, such as Experimental Psychology.

An unevenly distributed but full range of research methods exists among studies of diffusion and adoption. Survey studies are over represented, likely because they are inexpensive and simple compared to experimental studies. Most federal longitudinal studies of all kinds are of short duration because of political and economic factors. Those commercial studies that are available must be compared with caution because there are significant differences in methods used for sampling techniques, instrumentation, and analysis. Kinnaman (1993) suggested using multiple studies for decision making, since reported research represents a wide range of competence, care, and sources. From this and other sources, an overview list of issues can be constructed.

  • Research methods in studies of diffusion and adoption reflect the same strengths and weakness as other research foci in educational technology.
  • Multimethod studies, needed to provide holistic understanding of diffusion and, especially, adoption, are gradually evolving.
  • Results of diffusion and adoption studies are more likely to be used in marketing and journalism in the popular press than results from research on learning.
  • Baseline data and tracking of simple indicators of diffusion are sporadic, focused on success, and often do not meet the cannons of research.

The most important distinction among the three categories used in this review is the intent of the research. Survey or diffusion studies are to find what is happening: Who is buying how much of which kind of technology? The most common reporting statistic is descriptive. Demographic and trend generalizability are important outcomes. The correlational studies in this section are designed to find relationships, usually using survey data. The differences are in the additional data collected, such as personality differences among adopters, shifting to measures of beliefs and attitudes, and in generating more testable hypotheses. The last category, action research, has the potential to help us understand why diffusion and adoption occur as they do.

Some of the earliest studies of innovation in education included such variables as school wealth (see Mort, 1938). More sophisticated than this simple description, correlational studies share the goal of generalization about factors associated with purchase and use. The last, action research, centers on the user's perception of the world and is usually less concerned with generalizations. The three categories form a progression. The survey literature tells us what is and perhaps what has quantitatively changed; the correlational studies tell us about the factors associated with change; and the constructivist and action research seeks to understand and bring about change at qualitative and quantitative levels. Of the three areas, the correlational studies are currently the richest in grounded speculation about why technology is in schools and how it is used. Factors affecting adoption, such as district wealth, help explain the presence of technology. Such factors do not address use or adaptation. In contrast, models, such as Morehouse & Stockdill's (1991) five-stage process-41) front-end analysis, (2) prototype development, (3) small-scale implementation, (4) organizational adoption, and (5) institutionalization--or Stages of Concern (Hall, George & Rutherford, 1977) are common ways of describing innovation and planning for intentional change in educational technology. The stages are still descriptive and do not directly deal with attitudes and beliefs effectively. It is likely, as Cuban suggests, that education has a value system that is positive toward personal contact and views technology as impersonal. Dealing with such subjective beliefs is difficult for survey and correlational designs.

37.1 Category Overview

37.1.1 Survey Research

Research on diffusion of educational technology has been dominated by descriptive survey research (see 41.2. 1). The federal government is the primary source of longitudinal studies (Atkenson & Jackson, 1992). The main sources of longitudinal data are four agencies that serve as conduits for educational research and development information to Congress. They are the Congressional Research Service (CRS), the General Accounting Office (GAO), the Congressional Budget Office (CBO), and the former congressional Office of Technology Assessment (OTA). Data collection in education is more politics than policy according to Hill (1985): "Only a few lines of research have been sustained for the time needed to bring them to fruition" (Atkenson & Jackson, 1992, p. 3). The most significant descriptive studies are government studies such as the National Center for Educational Statistics report, "Schools and Staffing in the United States: A Statistical Profile" (1992b); Becker's Office of Technology Assessment report (Becker, 1994a); or a government grant-sponsored report such as "Telecommunications and K- 12 Educators: Findings from a National Survey" (Honey & Henriquez, 1993). Doctoral dissertations make up the larger volume of research, but these are usually limited in scope. This body of work, both the national and dissertation surveys, is largely atheoretical. A recent National Center for Education Statistics report has no narration and is entirely made up of tables of equipment inventories and connectivity (see Heaviside, Farris, Malitz & Carpenter, 1995). Leaming and use are not reported. Although survey studies remain more descriptive of equipment than of its use, this is changing. For example, time or frequency of use and kind of use are now more commonly reported as indicators.

37.1.2 Correlational Studies

The second category, correlational studies, is slightly more sophisticated. The research on innovation and change is distinguished by correlational techniques, especially pairing attitudes and demographic variables with adoption of equipment. The title of a sample study illustrates this category: "Socioeconomic Status and the Early Diffusion of Personal Computing in the United States" (Dutton, Sweet & Rogers, 1989). This line of inquiry moves the focus from descriptions of "what is" and "how many" to relationships between decision makers and technology choices. Correlational studies lead to tentative hypotheses about why and what kind of technology exists in an educational setting. Student learning and teacher change are not common variables. There are, however, some models proposed to explain diffusion events. For instance, in a body of studies by the Minnesota Extension Service, "A Technology Adoption Model" (Morehouse & Stockdill, 1991), one finds a five-stage adoption process grounded in four case studies. The models have the empirical base of an S-shaped curve of adoption that makes similarities obvious in different lines of research from medical sociology to marketing. The similarity of findings across disciplines leads to comparisons and proposals for a cominon model. (See Mahajan & Peterson's "Models for Innovation Diffusion," 1985.)

37.1.3 Action Research

Action research is designed to bring about change. Constructivist and qualitative work help us understand why adopters do what they do. (It is acknowledged that this category is somewhat contrived.) Bogdan and Bilken (1992), while specifying it is the systematic collection of information, limit action research to social change. Kernmis (1988) defines the term as reflection on praxis. A formal requirement is that truth is determined by the way it relates to practice (p. 43). As used in this review, action research is a synonym for applied research (see 42.2). The social-order concerns remain, but utility moves into a more central position. The perception of the participants remains as a guide to interpretation. Early studies in this category simply reported the effects of training or impact of the technology in the workplace. They were often one-shot case study, workshoplike efforts to introduce change. Earlier work on describing change in a variety of fields led to several models focused on stages of change. The first models of prescriptive change (see, for example, Havelock, 1973) used a process approach and were based on low-level generalizations from research. There was little model-specific empirical evidence. Current work on the process of change has been parsed out in prescriptive stages in a series of studies that has established its own research tradition. Most of these studies are based on Hall and Hord's (1987) concems-based approach to change. Some of these are specific to technology, such as Hall and Win's 1981 study of implementation of computers in classrooms. More studies are being done with the intent to modify practice through an iterative intervention focus on in-service training using variations of Hall's "Concems-Based Adoption Moder' (C-BAM) as a guide. (See, for example, Winner's 1982 dissertation "Introducing the Microcomputer into the Elementary Classroom: An Inservice Program for Teachers.")

Policy, gender, and equity studies are also included in this category. (See, for example, Turkle & Papert's "Epistemological Pluralism and the Revaluation of the Concrete," 1992.) An illuminating subcategory, placed here because few studies are available, is qualitative research focused on perceptions of adopters. For example, Mehan's 1989 study uses qualitative data to speculate on the weight of social practice in the use of microcomputers in classrooms. A more basic study is Nordenbo's (1990) description of how computer novices perceive information technol' Often ogy. these studies emphasize a constructivist perspective and grounded research in a context that is naturalistic.


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